The fund will invest at least 90% of its net assets (including investment borrowings) in the securities that comprise the index. The index is a modified equal-dollar weighted index to objectively identify and select stocks from the Russell 1000® Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX® selection methodology.

MarketAxess Holdings Inc.

Lincoln National Corporation

FactSet Research Systems Inc.

The Travelers Companies, Inc.

The Allstate Corporation

Central Bancompany

MGIC Investment Corporation

The Hartford Insurance Group, Inc.

First American Financial Corporation

Interactive Brokers Group, Inc.

Financial Services

Real Estate

Technology

Cash & Others

First Trust Financials AlphaDEX Fund

FXO Holdings & Sector Breakdown