The First Trust Small Cap BuyWrite Income ETF, referred to as the "Fund," has a primary objective of generating consistent income. Its secondary goal is to grow the value of its investments over time. Under typical market conditions, the Fund pursues these aims by primarily investing in small-capitalization stocks listed on U.S. exchanges. Additionally, it implements a "buy-write" options approach, which involves selling U.S. exchange-traded call options that are based on either the Russell 2000 Index or various small-cap equity exchange-traded funds.

Argan, Inc.

UiPath Inc.

Etsy, Inc.

Abercrombie & Fitch Co.

Credo Technology Group Holding Ltd

Maplebear Inc.

Encompass Health Corporation

Monarch Casino & Resort, Inc.

Texas Roadhouse, Inc.

Credicorp Ltd.

Consumer Cyclical

Financial Services

Technology

Industrials

Healthcare

Energy

Basic Materials

Real Estate

Communication Services

Consumer Defensive

First Trust Small Cap BuyWrite Income ETF

The First Trust Small Cap BuyWrite Income ETF's (the "Fund") primary investment objective is to provide current income. The Fund's secondary investment objective is to provide capital appreciation. Under normal market conditions, the Fund will pursue its investment objectives by investing primarily in small cap equity securities listed on U.S. exchanges and by utilizing a buy-write "option strategy" consisting of writing (selling) U.S. exchange-traded call options on the Russell 2000® Index (the "Russell 2000 Index") or small cap equity exchange-traded funds (the "Underlying ETFs").

FTKI Holdings & Sector Breakdown