The First Trust Active Factor Small Cap ETF aims to achieve long-term capital growth for its investors. Under typical market conditions, a minimum of 80% of its total assets (including any borrowed capital) will be invested in shares of U.S.-listed small-capitalization companies. This fund is actively managed, primarily employing a systematic, multi-factor quantitative approach, alongside proactive risk management, to build a portfolio that reflects exposure to one or more specific investment characteristics. The current methodology may consider factors such as value, momentum, quality, and low volatility.

Bloom Energy Corporation

TTM Technologies, Inc.

Viavi Solutions Inc.

Credo Technology Group Holding Ltd

Blue Bird Corporation

Penguin Solutions, Inc.

Ames National Corporation

Sterling Infrastructure, Inc.

Kulicke and Soffa Industries, Inc.

Axcelis Technologies, Inc.

Technology

Industrials

Healthcare

Financial Services

Consumer Cyclical

Energy

Consumer Defensive

Basic Materials

Communication Services

Real Estate

First Trust Active Factor Small Cap ETF

AFSM Holdings & Sector Breakdown

AFSM Holdings & Sector Breakdown